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United States Supreme Court Holds SEC Disgorgement Orders Subject to Five-Year Statute of Limitations

USA - June 6 2017 On Monday, June 5, 2017, a unanimous Supreme Court held that the ability of the Securities and Exchange Commission (“SEC”) to seek disgorgement in...

Stephen Fishbein, Jaculin Aaron, Stuart J. Baskin, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Jerome S. Fortinsky, Alan S. Goudiss, Joseph J. Frank.

US Supreme Court to Consider Registrant’s Liability for Non-Disclosure Under Item 303 of Regulation S-K

USA - March 31 2017 On March 27, 2017, the United States Supreme Court granted a petition for a writ of certiorari to resolve a circuit split on whether corporate...

Stephen Fishbein, Jaculin Aaron, Stuart J. Baskin, Matthew L. Craner, Agnès Dunogué, H. Miriam Farber, Jerome S. Fortinsky, Alan S. Goudiss, Joseph J. Frank.