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UK PRIIPs Review Brings Welcome Clarification

European Union, United Kingdom - April 29 2022 The EU and U.K. PRIIPs Regulations have had a significant effect on practices in the wholesale capital markets. Uncertainty about whether some…

Elias Allahyari, Jessica Brown, Sandy Collins, Thomas Donegan, Wilf Odgers, Barnabas (Barney) Reynolds

SFDR - implications for EU and non-EU fund managers

European Union, United Kingdom - March 15 2021 Beginning on March 10, 2021, EU fund managers and certain non-EU fund managers became subject to various new sustainability-related rules, by virtue…

James Ballantyne, Jessica Brown, James A. Gray Jr., Jessica Stanion

Updated: covid-19 compliance and legal considerations for asset managers

USA - April 7 2020 As the world responds to COVID-19, we have identified a wide variety of compliance and legal considerations for asset managers. We previously…

Russell D. Sacks, John (Sean) Finley, Azam H. Aziz, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Thomas M. Majewski, Jennifer D. Morton, Sean Murphy, Lona Nallengara, Nhung Pham, Ted Randolph, Paul S. Schreiber

EU regulatory response to covid-19: ESMA introduces lower short position reporting threshold

European Union - March 18 2020 European Securities and Markets Authority Takes Steps to Improve Transparency in Light of Disruption to EU Financial Markets Arising from COVID-19…

Sandy Collins, Thomas Donegan, Oliver Linch, Barnabas (Barney) Reynolds

Covid-19: compliance and legal considerations for asset managers

USA - March 18 2020 As the world responds to COVID-19, we have identified a number of compliance and legal considerations for asset managers. We summarize a select list…

Russell D. Sacks, John (Sean) Finley, Azam H. Aziz, Jay G. Baris, Lorna Xin Chen, Nathan J. Greene, Thomas M. Majewski, Jennifer D. Morton, Sean Murphy, Nhung Pham, Ted Randolph, Paul S. Schreiber