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SEC’s division of examinations issues risk alert regarding mnpi-related compliance issues for investment advisers

USA - May 2 2022 On April 26, 2022, the Division of Examinations (the “Division”) of the Securities and Exchange Commission issued a Risk Alert listing notable…

Ann Marie Cowdrey, John (Sean) Finley, Mark D. Lanpher, Christopher L. LaVigne, Thomas M. Majewski, John A. Nathanson, Sara N. Raisner, Patrick D. Robbins, Michael D. Saarinen, Paul S. Schreiber, Adam B. Schwartz, Katherine J. Stoller

SEC proposes new spac rules

USA - April 11 2022 On March 30, 2022, the SEC released highly anticipated proposed rules for transactions involving special purpose acquisition companies (SPACs). If…

Margeaux Bergman, Katie Butler, Alain Dermarkar, Harald Halbhuber, Daniel Lewis, Jonathan A. Lewis, Ilya Mamin, John W. Menke, Ilir Mujalovic, Lona Nallengara, Bill Nelson, Sara N. Raisner, Pawel J. Szaja

SEC considering heightened scrutiny of projections in de-spac transactions

USA - April 30 2021 One of the most noteworthy developments in M&A transactions in 2020 and 2021 has been a significant increase in the number of private companies…

George A. Casey, Alain Dermarkar, Christopher Forrester, Daniel Lewis, Daniel Litowitz, Derrick Lott, Roger Morscheiser, Ilir Mujalovic, Lona Nallengara, Bill Nelson, Clare O'Brien, Scott Petepiece, Cody L. Wright

US district court for southern district of NY confirms leveraged loans are not securities

USA - February 24 2021 Federal and state securities laws generally apply only to instruments that fall under the definition of “security” within the meaning of Federal…

Jonathan M. DeSantis, Alan Rockwell, Reade Ryan, Magnus Wieslander

How Best to Navigate the LIBOR Transition: Challenges and Solutions for Corporate Treasurers and CFOs

United Kingdom, USA - November 9 2020 While this guide discusses several specific tasks for corporates to take on as the transition deadline approaches, a transition must be premised on a…

Patrick Clancy, Richard B. Alsop, Susanna Charlwood, Mark Chorazak, David Dixter, Thomas Donegan, James Duncan, Kristen M. Garry, Geoffrey B. Goldman, David A. Higbee, Lisa L. Jacobs, Daniel H.R. Laguardia, Simon Letherman, Oliver Linch, Emma Maconick, Lona Nallengara, Jennifer Oosterbaan, Donna M. Parisi, Matthew Readings, Jeffrey J. Resetarits, Barnabas (Barney) Reynolds, Alan Rockwell, Reena Agrawal Sahni