Adam B. Schwartz

Shearman & Sterling LLP

Articles

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SEC’s division of examinations issues risk alert regarding mnpi-related compliance issues for investment advisers

USA - May 2 2022 On April 26, 2022, the Division of Examinations (the “Division”) of the Securities and Exchange Commission issued a Risk Alert listing notable…

Ann Marie Cowdrey, Adam S. Hakki, Mark D. Lanpher, Christopher L. LaVigne, Thomas M. Majewski, John A. Nathanson, Sara N. Raisner, Patrick D. Robbins, Michael D. Saarinen, Paul S. Schreiber, Katherine J. Stoller

Sweeping New Sanctions: US, EU, UK and Other Countries Target Russia for Ukraine Invasion

European Union, Russia, Ukraine, USA - February 28 2022 Over the past week, the United States, the European Union and its member states, the United Kingdom, and several other countries have imposed rounds…

Paula Howell Anderson, Chris Collins, Thomas Donegan, Elise Edson, Jacob Fields, Christopher L. LaVigne, Danforth Newcomb, Barnabas (Barney) Reynolds, Matthew Skinner, Katherine J. Stoller, Jonathan Swil, Philip Urofsky, Garreth Wong, JENNIFER YOUNAN

Sanctions Roundup

Global, USA - April 14 2021 The first months of the Biden Administration signaled the new US President’s willingness to maintain sanctions pressure on China, even as a US court…

Paula Howell Anderson, Brian G. Burke, Jacob Fields, Stephen Fishbein, Jesse Van Genugten, Mark D. Lanpher, Christopher L. LaVigne, Danforth Newcomb, Cole Pritchett, Barnabas (Barney) Reynolds, Philip Urofsky

Sanctions round up: Fourth Quarter 2020

China, Iran, North Korea, Russia, Venezuela - January 27 2021 The People's Republic of China remained at the forefront of U.S. sanctions developments during the final months of 2020 and early 2021, with the…

Paula Howell Anderson, Brian G. Burke, Jacob Fields, Stephen Fishbein, Jesse Van Genugten, Mark D. Lanpher, Christopher L. LaVigne, Danforth Newcomb, Cole Pritchett, Barnabas (Barney) Reynolds, Katherine J. Stoller, Philip Urofsky

Shearman & sterling publishes FCPA digest: recent trends and patterns in the enforcement of the FCPA

USA - January 4 2021 In 2020, the overall number of FCPA related corporate enforcement actions dropped somewhat from recent years, with only eighteen actions brought by…

Paula Howell Anderson, Brian G. Burke, Stephen Fishbein, Masahisa Ikeda, Mark D. Lanpher, Christopher L. LaVigne, Danforth Newcomb, Barnabas (Barney) Reynolds, Patrick D. Robbins, Philip Urofsky