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SEC Accredited Investor Proposal Could Yield New Product Opportunities for Private Fund Managers

USA - December 19 2019 On Dec. 18, 2019, the Securities and Exchange Commission (SEC or Commission) proposed amendments to broaden the definition of “Accredited Investor”…

George M. Silfen, Ronald M. Feiman.

SEC Adopts Regulation Best Interest and Related Rules and Interpretations

USA - June 6 2019 On June 5, 2019, the SEC adopted a package of rules and interpretations (the Adopted Rules) to clarify and further articulate the relationship…

Emilie Oberlis, George M. Silfen, Ronald M. Feiman.

SEC Proposes Streamlining Offering Rules for Closed-End Funds and BDCs While Also Proposing New Reporting Obligations

USA - April 1 2019 In March 2019, the SEC, at the direction of Congress, proposed rules (the “Proposed Rules”) to modify the registration, communications, and offering…

George M. Silfen, Ronald M. Feiman.

SEC Acts on Liquidity Disclosure Rules and Proposes Easing Regulation of ETF Launches

USA - June 28 2018 At an open meeting on June 28, 2018, the SEC adopted liquidity disclosure amendments and proposed new rules to ease the approval process for new…

George M. Silfen, Ronald M. Feiman.