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SEC Issues Streamlined Guidance for Confidential Treatment Requests

USA - January 2 2020 On Dec. 19, 2019, the Division of Corporation Finance of the SEC updated its guidance with respect to the SEC’s procedures for confidential treatment...

John Bessonette, Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Mark Chass, Daniel King, Terrence L. Shen, Sanjay Thapar, Sara Hung, Jordan M. Rosenbaum, Todd E. Lenson, Fabien Carruzzo, Alexis Wanzenberg, Michael McKay, June Jhe, Ted Pilkati, Lia Pistilli, Renee Yao, Alex Korogiannakis, Douglas Mannal, Jamie D. Kocis, Daniel Michaelson, Christopher Auguste.

New York State Department of Financial Services Requires Regulated Institutions Submit Plans for Managing LIBOR Discontinuation Risks

USA - December 24 2019 On Dec. 23, 2019, the New York State Department of Financial Services (DFS) issued a letter to New York-regulated depository and non-depository...

John Bessonette, Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Mark Chass, Daniel King, Terrence L. Shen, Sanjay Thapar, Sara Hung, Jordan M. Rosenbaum, Todd E. Lenson, Fabien Carruzzo, Alexis Wanzenberg, Michael McKay, June Jhe, Ted Pilkati, Lia Pistilli, Renee Yao, Alex Korogiannakis, Douglas Mannal, Jamie D. Kocis, Daniel Michaelson, Christopher Auguste.

FSB Issues Report on Vulnerability in the Leveraged Loan Market

USA - December 20 2019 On Dec. 19, 2019, the Financial Stability Board issued a report titled “Vulnerabilities Associated with Leveraged Loans and Collateralised Loan...

John Bessonette, Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Mark Chass, Daniel King, Terrence L. Shen, Sanjay Thapar, Sara Hung, Jordan M. Rosenbaum, Todd E. Lenson, Fabien Carruzzo, Alexis Wanzenberg, Michael McKay, June Jhe, Ted Pilkati, Lia Pistilli, Renee Yao, Alex Korogiannakis, Douglas Mannal, Jamie D. Kocis, Daniel Michaelson, Christopher Auguste.

SEC’s Proposed Changes to “Accredited Investor” and “Qualified Institutional Buyer” Definitions

USA - December 20 2019 On Dec. 18, 2019, the Securities and Exchange Commission (SEC) proposed changes to the definition of “accredited investor” under Regulation D to...

John Bessonette, Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Mark Chass, Daniel King, Terrence L. Shen, Sanjay Thapar, Sara Hung, Jordan M. Rosenbaum, Todd E. Lenson, Fabien Carruzzo, Alexis Wanzenberg, Michael McKay, June Jhe, Ted Pilkati, Lia Pistilli, Renee Yao, Alex Korogiannakis, Douglas Mannal, Jamie D. Kocis, Daniel Michaelson, Christopher Auguste.

House Passes Insider Trading Prohibition Act

USA - December 10 2019 On Dec. 5, 2019, the U.S. House of Representatives passed the Insider Trading Prohibition Act (ITPA) by a vote of 410-13. If passed by the Senate and...

Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Mark Chass, Daniel King, Terrence L. Shen, Sanjay Thapar, Sara Hung, Jordan M. Rosenbaum, Todd E. Lenson, Fabien Carruzzo, Alexis Wanzenberg, Michael McKay, June Jhe, Ted Pilkati, Lia Pistilli, Renee Yao, Alex Korogiannakis, Douglas Mannal, Jamie D. Kocis, Daniel Michaelson, Christopher Auguste.