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Proposed Requirements for ‘Cybersecurity Risk Management’ Policies

USA - February 11 2022 On Feb. 9, 2022, the Securities and Exchange Commission (SEC or Commission) proposed a suite of new rules and amendments concerning cybersecurity risk…

Boaz I. Cohen, Alan R. Friedman, Arielle Warshall Katz, Daniel Lennard, Austin Manes, John "Luke" Pizzato, Nicholas Tarnowski, Robin Wilcox

SEC Proposes Changes to Share Repurchase Disclosure Rules and 10b5-1 Plans

USA - December 22 2021 The Securities and Exchange Commission (SEC) has issued for comment two separate but related proposed rule amendments regarding share repurchases and…

Nicholas Devine, Alan R. Friedman, Shari Kahn Krouner, Todd E. Lenson, Jordan M. Rosenbaum, Nicholas Tarnowski

SEC Proposes Major Amendments to Money Market Fund Rules

USA - December 17 2021 On Dec. 15, 2021, the Securities and Exchange Commission (SEC) voted to propose amendments to certain rules governing money market funds under the…

Nicholas Tarnowski

SEC Continues Focus on Cybersecurity in Three New Actions Targeting Investment Advisers and Broker Dealers

USA - September 13 2021 Demonstrating its continued focus on cybersecurity enforcement, the Securities and Exchange Commission (SEC) announced three new actions on Aug. 30…

Alan R. Friedman, Arielle Warshall Katz, Darren LaVerne, Kerri Ann Law, Austin Manes, Michael Martinez, Martin M. McSherry, Gary P.Naftalis, Steven S. Sparling, Robin Wilcox

SEC Approves Nasdaq Rule Changes Aimed at Expanding Boardroom Diversity

USA - August 11 2021 As we have discussed in prior alerts (here and here), expanding boardroom diversity has been a recent focus for many regulators, issuers, shareholders…

Christopher Auguste, Alan R. Friedman, Shari Kahn Krouner, Kerri Ann Law, Todd E. Lenson, Thomas E. Molner, Nolan J. Robinson, Jordan M. Rosenbaum, Ernest S.Wechsler, Terrence L. Shen, Steven S. Sparling