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Funds Talk: October 2018

USA, United Kingdom - October 1 2018 In a regulatory first, the Securities and Exchange Commission (SEC) has issued a cease and desist order and imposed a $200,000 fine against a hedge...

Kevin P. Scanlan, Izabel P. McDonald, Richard E. Farley, Daniel King, Emilie Oberlis, Christine Chu, Christopher Auguste, Noëlle Lenoir, Kevin B. Leblang.


U.S. Resolution Stay Regulations Final Rules and ISDA Protocol

USA - September 18 2018 As regulators in Europe and elsewhere have done, U.S. banking regulators have introduced new regulations designed to facilitate the resolution of a...

Daniel King, Emilie Oberlis.


Agencies Formally Confirm Lessened Consequences for Noncompliance With Leveraged Lending Guidance

USA - September 13 2018 On Sept. 11, 2018, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Federal Deposit Insurance...

John Bessonette, Kenneth Chin, David J. Fisher, David S. Berg, Richard E. Farley, Todd E. Lenson, Jamie D. Kocis, Barry Herzog, Christopher Auguste.


Replacing LIBOR in Derivatives Transactions: A Complex Undertaking

USA - September 4 2018 The London interbank offered rate (LIBOR), the submission of which will cease to be mandated by the U.K. Financial Conduct Authority in 2021 as a...

Daniel King.


Funds Talk: September 2018

USA - September 1 2018 Amid concerns that many investors may not fully understand the risks associated with virtual currencies, or the limits of regulatory oversight, the...

Kevin P. Scanlan, Richard E. Farley, Daniel King.