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Assistant Attorney General Kenneth A. Polite Jr. Announces Revisions to DOJ Criminal Division’s Corporate Enforcement Policy

USA - January 24 2023 Eager to enlist corporations as “allies in [its] fight against crime,” the Department of Justice (DOJ) announced on Tuesday, Jan. 17, 2023…

Alan R. Friedman, Dani R. James, Michael Martinez

AT&T and SEC Settle Regulation FD Enforcement Action After SDNY Denies Summary Judgment to Either Side

USA - December 20 2022 On Dec. 5, the Securities and Exchange Commission (SEC) announced that AT&T has agreed to a $6.25 million penalty, resolving charges brought against…

Jenna Burch-Smith, Abbe L. Dienstag, Alan R. Friedman, Dani R. James, Todd E. Lenson, Michael Martinez, Thomas E. Molner, Gary P.Naftalis, Jordan M. Rosenbaum, Steven S. Sparling, Kathleen Telfer

FinCEN Publishes Final Rule on Beneficial Ownership Reporting Requirements

USA - October 11 2022 The Financial Crimes Enforcement Network (FinCEN) of the Treasury Department published on Sept. 30, 2022, final regulations on beneficial ownership…

Jonathan H. Canter, Alan R. Friedman, James P. Godman, Andrea Maddox, Gary P.Naftalis, Steven S. Sparling

Deputy Attorney General Lisa Monaco Announces New Policies on Corporate Criminal Enforcement

USA - September 23 2022 New Policies Emphasize the Benefits of Voluntary Self-Disclosure and Clarify How a Corporation’s History of Misconduct Factors Into Disposition…

Scott Eckl, Alan R. Friedman, Dani R. James, Michael Martinez, Gary P.Naftalis, Paul H. Schoeman, Steven S. Sparling

United States v. Hoskins

USA - August 24 2022 On Aug. 12, 2022, the Court of Appeals for the Second Circuit issued an important decision regarding the scope of the Foreign Corrupt Practices Act’s…

Alan R. Friedman, Dani R. James, Michael Martinez, Gary P.Naftalis, David Richards, Steven S. Sparling