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Current Issues Relating to Silicon Valley Bank Closure

USA - March 11 2023 On Friday, March 10, 2023, Silicon Valley Bank (“SVB”) became the largest U.S. bank since the Great Financial Crisis to enter into receivership with…

Monica Arora, Howard J Beber, Andrew Bettwy, Ron D. Franklin, Jinyoung Joo, Matthew K. Kerfoot, Carolyn Killea

SEC proposes Advisers Act reforms focusing on private fund investor protections

USA - February 16 2022 On February 9, 2022, the U.S. Securities and Exchange Commission (the "SEC") proposed new rules and amendments to existing rules (the "Proposed…

Monica Arora, Howard J Beber, David T Jones, Michael F Mavrides, Robin A Painter, Robert E Plaze

Focus on ESG Will Continue to Grow Under Biden Administration

USA - May 13 2021 In 2021, the global impact of environmental, social and corporate governance (“ESG”) investing will continue to grow, with key implications for the…

Howard J Beber, Michael R Hackett, Timothy W Mungovan, Joshua M Newville, Kevin J. Perra, Samuel J. Waldon

SEC Division of Examinations Announces 2021 Examination Priorities

USA - March 16 2021 On March 3, 2021, the SEC’s Division of Examinations[1] announced its examination priorities for 2021. Noting the effects of the global COVID-19…

Benjamin J Catalano, Anthony M Drenzek, Joshua M Newville, Robert E Plaze

DOL Provides Guidance Regarding 401(k) Plans Offering Limited Exposure to Private Equity Within a Diversified Investment Option

USA - June 10 2020 On June 3, 2020, the Department of Labor (the "DOL") published an Information Letter confirming that an investment option under a 401(k) plan (or…

Ira G Bogner, Pamela A Onufer, Seth J Safra, Adam W Scoll