Stephen T. Mears
Proskauer Rose LLP
Articles
Current Issues Relating to Silicon Valley Bank Closure
USA - March 11 2023 On Friday, March 10, 2023, Silicon Valley Bank (“SVB”) became the largest U.S. bank since the Great Financial Crisis to enter into receivership with…
Monica Arora, Howard J Beber, Andrew Bettwy, Ron D. Franklin, Jinyoung Joo, Matthew K. Kerfoot, Carolyn Killea
SEC proposes Advisers Act reforms focusing on private fund investor protections
USA - February 16 2022 On February 9, 2022, the U.S. Securities and Exchange Commission (the "SEC") proposed new rules and amendments to existing rules (the "Proposed…
Monica Arora, Howard J Beber, David T Jones, Michael F Mavrides, Robin A Painter, Robert E Plaze
Focus on ESG Will Continue to Grow Under Biden Administration
USA - May 13 2021 In 2021, the global impact of environmental, social and corporate governance (“ESG”) investing will continue to grow, with key implications for the…
Howard J Beber, Michael R Hackett, Timothy W Mungovan, Joshua M Newville, Kevin J. Perra, Samuel J. Waldon
SEC Division of Examinations Announces 2021 Examination Priorities
USA - March 16 2021 On March 3, 2021, the SEC’s Division of Examinations[1] announced its examination priorities for 2021. Noting the effects of the global COVID-19…
Benjamin J Catalano, Anthony M Drenzek, Joshua M Newville, Robert E Plaze
DOL Provides Guidance Regarding 401(k) Plans Offering Limited Exposure to Private Equity Within a Diversified Investment Option
USA - June 10 2020 On June 3, 2020, the Department of Labor (the "DOL") published an Information Letter confirming that an investment option under a 401(k) plan (or…
