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SEC Releases 16 New FAQs on Form PF

USA - January 26 2017 On January 18, 2017, the SEC released 16 new FAQs relating to Form PF. Of these 16, 3 relate to general filing information and the remaining 13 are...

Anthony M Drenzek, Robert G Leonard.

TIC Form SHC Deadline Approaching to Report U.S. Ownership of Foreign Securities

USA - January 25 2017 The U.S. Department of the Treasury recently released a revised Form SHC (with corresponding instructions), which is part of the Treasury...

Smriti Kodandapani, David T Jones, Robert G Leonard.

SEC Adopts Higher Net Worth Threshold for Qualified Clients under the Advisers Act

USA - June 22 2016 In an order dated June 14, 2016, the Securities and Exchange Commission (SEC) adopted its prior proposal to increase the net worth threshold for...

Anthony M Drenzek, Christopher M Wells, Howard J Beber, Robert G Leonard, Michael F Mavrides.

SEC Announces Settlement with Adviser Found to Have Acted as an Unregistered Broker

USA - June 9 2016 The SEC is continuing its pattern of establishing “standards of conduct” for the private equity industry through speeches, enforcement actions, and...

Michael R Hackett, Timothy W Mungovan, Anthony M Drenzek.

2015 Proskauer annual review and outlook for hedge, private equity and other private funds

USA - November 26 2015 The following annual review (Annual Review) is a summary of some of the significant changes and developments that occurred in the past year and...

Joyce Y Ng, Christopher M Wells, Howard J Beber, Robert G Leonard, Michael F Mavrides.