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New Year: New Regulatory Developments Affecting Managers of Hedge Funds, Private Equity Funds and Other Private Funds

USA, OECD - January 25 2016 Regulators were busy at the end of 2015, especially in the United States, perhaps being motivated to push forward new rule proposals in anticipation...

Christopher M Wells, Howard J Beber, Daniel P. Finkelman, Robert G Leonard, Michael F Mavrides.

SEC Staff Announces 2016 OCIE Examination Priorities

USA - January 13 2016 On January 11, 2016, the staff of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC)...

Anthony M Drenzek, Howard J Beber, Daniel P. Finkelman, Robert G Leonard, Michael F Mavrides.

SEC action against private fund adviser highlights importance of proper expense apportionment

USA - November 6 2015 On November 5, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Cherokee Investment Partners, LLC...

Timothy W Mungovan, Anthony M Drenzek, Howard J Beber, Michael R Suppappola, Sean J Hill.

Partnership-level tax under new audit rules

USA - November 5 2015 The Bipartisan Budget Act of 2015, signed into law on November 2, 2015, has significantly changed the partnership tax audit rules, effective for tax...

D Alexander Campbell, Amanda H Nussbaum, Scott S Jones, Mary B Kuusisto, Howard J Beber.

SEC charges private equity firm and four executives with failing to disclose conflicts of interest

USA - November 4 2015 On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New...

Timothy W Mungovan, Anthony M Drenzek, Howard J Beber, Michael R Suppappola, Sean J Hill.