Robert H. Sutton
Proskauer Rose LLP
Articles
SEC reopens comment period for proposed private fund adviser rules
USA - May 10 2022 Yesterday, the U.S. Securities and Exchange Commission (“SEC”) announced that it will reopen the public comment period on its proposed rules relating…
SEC proposes cybersecurity rule for registered funds and investment advisers
USA - April 28 2022 Final comments were due last week to the Securities and Exchange Commission (SEC)’s proposed cybersecurity risk management rules for registered…
SEC proposes cybersecurity rule for registered funds and investment advisers
USA - April 28 2022 Final comments were due last week to the Securities and Exchange Commission (SEC)’s proposed cybersecurity risk management rules for registered…
In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent
USA - April 15 2022 In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…
Robert G Leonard, Michael F Mavrides, Louis Rambo, Elanit Snow, Christopher M Wells, Frank Zarb
SEC division of examinations announces 2022 examination priorities
USA - April 8 2022 On March 30, 2022, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination…
Jeffrey D. Greenhouse, Robert G Leonard, Michael F Mavrides, Robert E Plaze
