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SEC reopens comment period for proposed private fund adviser rules

USA - May 10 2022 Yesterday, the U.S. Securities and Exchange Commission (“SEC”) announced that it will reopen the public comment period on its proposed rules relating…

Howard J Beber, Michael F Mavrides, Robert E Plaze

SEC proposes cybersecurity rule for registered funds and investment advisers

USA - April 28 2022 Final comments were due last week to the Securities and Exchange Commission (SEC)’s proposed cybersecurity risk management rules for registered…

Ryan P Blaney

SEC proposes cybersecurity rule for registered funds and investment advisers

USA - April 28 2022 Final comments were due last week to the Securities and Exchange Commission (SEC)’s proposed cybersecurity risk management rules for registered…

Ryan P Blaney

In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent

USA - April 15 2022 In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…

Robert G Leonard, Michael F Mavrides, Louis Rambo, Elanit Snow, Christopher M Wells, Frank Zarb

SEC division of examinations announces 2022 examination priorities

USA - April 8 2022 On March 30, 2022, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination…

Jeffrey D. Greenhouse, Robert G Leonard, Michael F Mavrides, Robert E Plaze