Robert H. Sutton
Proskauer Rose LLP
Articles
SEC proposes cybersecurity rule for registered funds and investment advisers
USA - April 28 2022 Final comments were due last week to the Securities and Exchange Commission (SEC)’s proposed cybersecurity risk management rules for registered…
The Bottom Line of Complying with the SEC’s Q New Marketing Rule
USA - October 14 2022 In the late fall of 2020, the SEC implemented rule amendments which created a single rule, the Marketing Rule, that replaces the current Advertising…
SEC proposes ESG reporting and disclosure requirements for private fund advisers
USA - June 13 2022 On May 25, the Securities and Exchange Commission (“SEC”) issued proposed rules under the Investment Advisers Act of 1940 (“Advisers Act”) for…
In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent
USA - April 15 2022 In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…
Robert G Leonard, Michael F Mavrides, Louis Rambo, Elanit Snow, Christopher M Wells, Frank Zarb
SEC reopens comment period for proposed private fund adviser rules
USA - May 10 2022 Yesterday, the U.S. Securities and Exchange Commission (“SEC”) announced that it will reopen the public comment period on its proposed rules relating…
