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2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds

European Union, Hong Kong, Ireland, OECD, United Kingdom, USA - November 15 2016 On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a…

Stephanie W. Berdik, Charles Lee, Stephen T. Mears, David S. Miller, Daniel Ornstein, David Pratt, Tiffany Quach, John Verwey, Nigel van Zyl

The FCA Peers Into Dark Pools

European Union, United Kingdom, USA - July 22 2016 On July 21, 2016, the Financial Conduct Authority (FCA) of the United Kingdom (UK) published a thematic review: UK equity market dark pools - Role…

Robert G Leonard, Michael F Mavrides, Christopher M Wells

ESMA issues advice on extension of the AIFMD Third Country Passport to 12 non-EU countries, including the United States

European Union, Global, USA - July 19 2016 ESMA has published advice on the extension of the AIFMD passport in respect of 12 non-EU countries, including the United States. In the case of the…

Bruno Bertrand-Delfau, Oliver Rochman, Kate Simpson, John Verwey, Nigel van Zyl

FCA Assesses Whether Fund Managers are Meeting Investor Expectations

United Kingdom - May 6 2016 On April 7, 2016, the United Kingdom (UK) Financial Conduct Authority (FCA) published a report (available here) (Thematic Review TR16/3: Meeting…

Bruno Bertrand-Delfau, Oliver Rochman, Kate Simpson, John Verwey, Nigel van Zyl

ESMA stalls on extending the AIFMD marketing passport to non-European managers

European Union - July 30 2015 The European Securities and Markets Agency (ESMA) today published its advice on extending the application of the marketing 'passport' under the…

John Verwey