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“Side Car” Funds - Solutions for Sourcing Capital

USA - July 1 2020 Given the current market volatility resulting from the COVID-19 pandemic, many fund sponsors are seeking additional sources of capital to protect…

Emily O'Brien.

SEC charges private equity firm and four executives with failing to disclose conflicts of interest

USA - November 4 2015 On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New…

Howard J Beber, Sarah K Cherry, Anthony M Drenzek, Sean J Hill, Timothy W Mungovan.

The Impact of COVID-19 on Fund Finance Facilities: What to Consider Now and What to Do Next

USA - April 7 2020 The novel coronavirus (COVID-19) global pandemic presents significant challenges for private investment funds and their sponsors. While the situation…

Ron D. Franklin, Jinyoung Joo, Amanda H Nussbaum, Cameron A. Roper.

SEC issues interpretive guidance on the venture capital fund adviser exemption

USA - December 10 2013 On December 2, 2013, the SEC's Division of Investment Management issued a new "Guidance Update" that provides some important interpretive guidance on…

Laurier W Beaupre, Howard J Beber, Sarah K Cherry, Daniel P. Finkelman, Gregory T. Merz.

SEC Adopts Changes to Form ADV Affecting Advisers to Private Investment Funds

USA - August 31 2016 On August 25, 2016, the U.S. Securities and Exchange Commission (SEC) adopted numerous substantive and technical amendments to Form ADV, Part 1A…

Anthony M Drenzek, David T Jones, Michael F Mavrides, Joshua M Newville.