USA - May 31 2022
Hybrid funds offer managers the flexibility to invest in a range of assets and to offer various liquidity structures to their investors. Though not a…
Kelli L. Moll, Yong Ren, Christopher M Wells, Nigel van Zyl
USA - May 10 2022
Yesterday, the U.S. Securities and Exchange Commission (“SEC”) announced that it will reopen the public comment period on its proposed rules relating…
Howard J Beber, Robert E Plaze, Robert H. Sutton
USA - April 15 2022
In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…
Robert G Leonard, Louis Rambo, Elanit Snow, Robert H. Sutton, Christopher M Wells, Frank Zarb
USA - April 8 2022
On March 30, 2022, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination…
Jeffrey D. Greenhouse, Robert G Leonard, Robert E Plaze, Robert H. Sutton
USA - March 23 2022
The SEC recently proposed to require investment managers to report short sale information on a monthly basis if such activity exceeds certain…
Robert G Leonard, Louis Rambo, Christopher M Wells, Frank Zarb