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Hybrid Funds Guide: What to Know About Hybrid Fund Vehicles

USA - May 31 2022 Hybrid funds offer managers the flexibility to invest in a range of assets and to offer various liquidity structures to their investors. Though not a…

Kelli L. Moll, Yong Ren, Christopher M Wells, Nigel van Zyl

SEC reopens comment period for proposed private fund adviser rules

USA - May 10 2022 Yesterday, the U.S. Securities and Exchange Commission (“SEC”) announced that it will reopen the public comment period on its proposed rules relating…

Howard J Beber, Robert E Plaze, Robert H. Sutton

In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent

USA - April 15 2022 In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…

Robert G Leonard, Louis Rambo, Elanit Snow, Robert H. Sutton, Christopher M Wells, Frank Zarb

SEC division of examinations announces 2022 examination priorities

USA - April 8 2022 On March 30, 2022, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination…

Jeffrey D. Greenhouse, Robert G Leonard, Robert E Plaze, Robert H. Sutton

SEC proposes monthly short sale reporting requirements: aggregated information to be public; new order marking requirements detailed

USA - March 23 2022 The SEC recently proposed to require investment managers to report short sale information on a monthly basis if such activity exceeds certain…

Robert G Leonard, Louis Rambo, Christopher M Wells, Frank Zarb