Marissa A. Mastroianni

Proskauer Rose LLP

Articles

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Tenth Circuit Vacates ARB Whistleblower Decision

USA - October 26 2017 On October 17, 2017, the Tenth Circuit overturned the ARB's decision in favor of complainant for want of protected activity under SOX. Dietz v…

Steven J. Pearlman.

S.D. Fla. Refuses To Dismiss SOX and Dodd-Frank Whistleblower Claims

USA - October 23 2017 The Southern District of Florida recently denied a Rule 12(b)(6) motion to dismiss a former employee’s Sarbanes-Oxley and Dodd-Frank whistleblower…

Steven J. Pearlman.

N.D.N.Y. Refuses to Dismiss Dodd-Frank Whistleblower Claim

USA - September 13 2017 The Northern District of New York recently denied a Rule 12(b)(6) motion to dismiss a former employee’s Dodd-Frank whistleblower retaliation claim…

Steven J. Pearlman.

Sixth Circuit Declines to Address the Definition of Dodd Frank “Whistleblower”

USA - January 18 2017 On January 13, 2017, the Sixth Circuit in Verble v. Morgan Stanley Smith Barney, LLC, declined an opportunity to be the third federal appellate court…

Harris M Mufson.

Highlights of SEC’s 2016 Annual Whistleblower Report

Ireland, USA - December 19 2016 The Securities and Exchange Commission’s Office of the Whistleblower recently released its sixth Annual Report on the Dodd-Frank Whistleblower…

Harris M Mufson.