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FCA publishes its business plan for 2022/2023 and strategy for the years ahead

United Kingdom - May 27 2022 On 7 April 2022, the United Kingdom’s Financial Conduct Authority (“FCA”) published its 2022/23 Business Plan (“Business Plan”), as well as its…

MIchael Singh, Amar Unadkat, John Verwey

Conflicts of interest: How high will the bar be raised?

USA - May 3 2022 The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving…

William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan

Regulation Round Up

European Union, USA - April 23 2022 Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation. Key…

Richard Bull, Jade-Alexandra Fearns, Amar Unadkat, John Verwey, Andrew Wingfield

European Commission formally adopts the consolidated Regulatory Technical Standards (RTS) under the sustainable finance disclosure regulation (SFDR) and taxonomy regulation

European Union - April 21 2022 On 6 April 2022, the European Commission (“Commission”) adopted the consolidated final regulatory technical standards (“RTS”) to the Sustainable…

MIchael Singh, Amar Unadkat, John Verwey

The Trend of Increasing Disclosure Obligations for Private Funds Continues in 2022

USA - April 7 2022 Last month, the SEC proposed new rules under the Advisers Act that, if implemented, would be the most significant enhancement of disclosure…

William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan