Kirsten Lapham
Proskauer Rose LLP
Articles
The Bottom Line of Russian Sanctions’ Impact on AML for Private Funds
European Union, Russia, United Kingdom, USA - July 22 2022 Earlier this spring, following the Russian invasion of Ukraine, the Biden administration issued a series of Executive Orders imposing strong…
Regulation Round Up
European Union, United Kingdom - June 12 2022 Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Richard Bull, Jade-Alexandra Fearns, Amar Unadkat, John Verwey, Andrew Wingfield
Portfolio Company Risk: Plaintiffs Set Sights on Sponsors and Board Directors
USA - June 2 2022 As our other Top Ten posts have demonstrated, there is no shortage of risks for private fund sponsors to navigate in today’s economic and regulatory…
William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan
FCA publishes its business plan for 2022/2023 and strategy for the years ahead
United Kingdom - May 27 2022 On 7 April 2022, the United Kingdom’s Financial Conduct Authority (“FCA”) published its 2022/23 Business Plan (“Business Plan”), as well as its…
Conflicts of interest: How high will the bar be raised?
USA - May 3 2022 The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving…
William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan
