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The Bottom Line of Russian Sanctions’ Impact on AML for Private Funds

European Union, Russia, United Kingdom, USA - July 22 2022 Earlier this spring, following the Russian invasion of Ukraine, the Biden administration issued a series of Executive Orders imposing strong…

Seetha Ramachandran, Brian S. Schwartz

Regulation Round Up

European Union, United Kingdom - June 12 2022 Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

Richard Bull, Jade-Alexandra Fearns, Amar Unadkat, John Verwey, Andrew Wingfield

Portfolio Company Risk: Plaintiffs Set Sights on Sponsors and Board Directors

USA - June 2 2022 As our other Top Ten posts have demonstrated, there is no shortage of risks for private fund sponsors to navigate in today’s economic and regulatory…

William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan

FCA publishes its business plan for 2022/2023 and strategy for the years ahead

United Kingdom - May 27 2022 On 7 April 2022, the United Kingdom’s Financial Conduct Authority (“FCA”) published its 2022/23 Business Plan (“Business Plan”), as well as its…

MIchael Singh, Amar Unadkat, John Verwey

Conflicts of interest: How high will the bar be raised?

USA - May 3 2022 The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving…

William C Komaroff, Steven Baker, Margaret A Dale, Michael R Hackett, Timothy W Mungovan