Evan J. Zepfel
Proskauer Rose LLP
Articles
Results 1 to 2 of 2
NFA Provides Relief to Permit CTAs to Present Gross Past Performance to ECPs; CFTC Proposes Updates to Form CPO-PQR
USA - May 11 2020 In April, the National Futures Association (NFA) provided relief to permit commodity trading advisors (CTAs) who are also registered as investment…
OCIE Publishes Cybersecurity and Resiliency Observations
USA - February 6 2020 On January 27, 2020, the U.S. Securities and Exchange Commission's Office of Compliance Inspections and Examinations ("OCIE") published its…
