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TIC Form SHC Deadline Approaching to Report U.S. Ownership of Foreign Securities

USA - January 25 2017 The U.S. Department of the Treasury recently released a revised Form SHC (with corresponding instructions), which is part of the Treasury...

Smriti Kodandapani, Sean J Hill, Robert G Leonard.

New California Law Requires Increased Private Fund Fee and Expense Disclosure

USA - September 27 2016 Recent state legislative developments in California will require disclosure of certain information by private investment fund managers, primarily in...

Anthony M Drenzek, Christopher M Wells, Michael F Mavrides.

SEC Adopts Changes to Form ADV Affecting Advisers to Private Investment Funds

USA - August 31 2016 On August 25, 2016, the U.S. Securities and Exchange Commission (SEC) adopted numerous substantive and technical amendments to Form ADV, Part 1A...

Anthony M Drenzek, Joshua M Newville, Michael R Suppappola, Michael F Mavrides.

Proposed AML regulations for registered investment advisers released by FinCEN

USA - September 1 2015 On August 25, 2015, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) released proposed rules that would require...

Howard J Beber, Mark J Biros, Sean J Hill, Robert G Leonard, Michael F Mavrides.

IRS offers FATCA relief, extending registration deadline and expanding intergovernmental agreement list

USA - April 10 2014 On April 2, 2014, the U.S. Internal Revenue Service (IRS) issued Announcement 2014-17 (the Announcement), which provides certain FATCA relief. The...

Amanda H Nussbaum, Howard J Beber, Sarah K Cherry, Daniel P. Finkelman, Amy G. Drais.