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SEC’s Division of Corporation Finance Revamps Administration of No-Action Requests Under Rule 14a-8 Regarding Shareholder Proposals

USA - September 12 2019 Changes May Create New Challenges for Public Companies, and Signal a Reduction of the SEC Staff’s Traditional Role As Arbiter Between Companies and...

Steven M Ellis, Michael J. Choate, Julie M Allen, Lily C. Desmond, Robert A Cantone.

Growth in Third Party Preferred Equity Financing Flexibility Leads the Way

USA - September 4 2019 The trend of direct lenders providing preferred equity financing to support sponsors and operating companies has only accelerated in the two years...

Steven M Ellis, David M. Hillman, Peter J. Antoszyk, Stephen A Boyko, Gary J Creem.

Hypothetical Risk Factors Pose a Real Risk

USA - July 29 2019 On July 24, 2019, the Securities and Exchange Commission (the "SEC") announced charges against Facebook Inc. ("Facebook") for making misleading...

Karen J. Garnett, William J. Tuttle, Julie M Allen, Frank Zarb, Peter Castellon.