Christopher M Wells
Proskauer Rose LLP
Articles
Hybrid Funds Guide: What to Know About Hybrid Fund Vehicles
USA - May 31 2022 Hybrid funds offer managers the flexibility to invest in a range of assets and to offer various liquidity structures to their investors. Though not a…
In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent
USA - April 15 2022 In a trinity of proposing releases rolled out in less than three months, the SEC has comprehensively proposed to regulate the use of derivatives and…
Robert G Leonard, Michael F Mavrides, Louis Rambo, Elanit Snow, Robert H. Sutton, Frank Zarb
SEC proposes monthly short sale reporting requirements: aggregated information to be public; new order marking requirements detailed
USA - March 23 2022 The SEC recently proposed to require investment managers to report short sale information on a monthly basis if such activity exceeds certain…
Robert G Leonard, Michael F Mavrides, Louis Rambo, Frank Zarb
Publication of Sweeping Changes to SEC Marketing Rule Sets Effective and Compliance Dates
USA - March 8 2021 On March 5, 2021, the SEC release adopting broad changes to rule 206(4)-1 under the U.S. Investment Advisers Act of 1940 was published in the federal…
Anthony M Drenzek, Robert G Leonard, Michael F Mavrides, Robert E Plaze
When One Size Doesn’t Fit All: Hybrid Fund Solutions for Alternative Asset Managers
USA - February 11 2021 Hybrid fund structures, which can combine elements of both open-ended Hedge Funds and closed-end private equity funds, have become increasingly…
