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SEC and CFTC oversight of derivatives: a status report

USA - February 6 2012 The Dodd-Frank Act established the broad outlines of a new regulatory scheme for the over-the-counter derivatives market.

Ira G Bogner, Bruce L Lieb, Amanda H Nussbaum, Charles Parsons, Marc A Persily

The new UK Financial Services Act 2010 makes significant reforms; FSA wins reprieve from abolition

United Kingdom - May 14 2010 The Financial Services Act 2010 (the FS Act) received Royal Assent on 8 April 2010.

Robert Barry, Timothy M Clark, William Yonge

Recent developments in regulation of placement agents: California and New York

USA - February 6 2012 On October 9, 2011, California Governor Jerry Brown signed into law Senate Bill 398 (SB 398), which makes certain clarifying changes to existing laws requiring placement agents to register as lobbyists.

Ira G Bogner, Bruce L Lieb, Amanda H Nussbaum, Charles Parsons, Marc A Persily

Proskauer hedge funds and other private funds annual review

USA - December 3 2014 In 2014, we saw a notable increase in the number of examinations of registered investment advisers by the Office of Compliance Inspections and…

Howard J Beber, Stephanie W. Berdik, Robert G Leonard, Michael F Mavrides, Peter McGowan

2015 Proskauer annual review and outlook for hedge, private equity and other private funds

USA - November 26 2015 The following annual review (Annual Review) is a summary of some of the significant changes and developments that occurred in the past year and…

Howard J Beber, Sean J Hill, Robert G Leonard, Michael F Mavrides, Joyce Y Ng