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SEC Increases Advisers Act Qualified Client Thresholds

USA - June 22 2021 On June 17th, the Securities and Exchange Commission (the “Commission”) issued an order adjusting the dollar amount thresholds for clients of…

Robert E Plaze

Private Credit Lenders Should Remain Vigilant in 2021

USA - May 20 2021 Private credit lenders began 2020 facing the dual challenges of an increased risk of defaults and a lack of strong financial covenants, and the…

William C Komaroff, James Anderson, Margaret A Dale, William D Dalsen, Adam L. Deming, Michael R Hackett, David Heck, Kirsten Lapham, Timothy W Mungovan, Dorothy Murray, Joshua M Newville, Todd J. Ohlms, Seetha Ramachandran, Ana Vermal, Hena M. Vora, Samuel J. Waldon, Jonathan M. Weiss, Lucy Wolf

US-EU Cross-Border ESG Developments

European Union, USA - May 14 2021 The importance of environmental, social, and corporate governance (ESG) is growing and globally impacting the asset management industry. The European…

Kirsten Lapham, Joshua M Newville, MIchael Singh

Increased Regulatory Scrutiny of Private Funds

USA - March 24 2021 President Biden has signaled a shift to a more assertive SEC Enforcement program with the nomination, and expected confirmation, of Gary Gensler as…

Timothy W Mungovan, Joshua M Newville, Samuel J. Waldon

Top Ten Regulatory and Litigation Risks for Private Funds in 2021

USA - March 18 2021 The regulatory and litigation risks for private funds are greater than at any time since the financial crisis in 2008. Just a few examples prove the…

William C Komaroff, James Anderson, Alexandra V. Bargoot, Margaret A Dale, William D Dalsen, Adam L. Deming, Michael R Hackett, Kirsten Lapham, Timothy W Mungovan, Dorothy Murray, Joshua M Newville, Todd J. Ohlms, Seetha Ramachandran, David W Tegeler, Ana Vermal, Hena M. Vora, Samuel J. Waldon, Jonathan M. Weiss, Lucy Wolf