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SEC Increases Advisers Act Qualified Client Thresholds

USA - June 22 2021 On June 17th, the Securities and Exchange Commission (the “Commission”) issued an order adjusting the dollar amount thresholds for clients of…

Robert E Plaze.

Private Credit Lenders Should Remain Vigilant in 2021

USA - May 20 2021 Private credit lenders began 2020 facing the dual challenges of an increased risk of defaults and a lack of strong financial covenants, and the…

Adam L. Deming, Ana Vermal, David Heck, Dorothy Murray, Hena M. Vora, James Anderson, Jonathan M. Weiss, Joshua M Newville, Kirsten Lapham, Lucy Wolf, Margaret A Dale, Michael R Hackett, Samuel J. Waldon, Seetha Ramachandran, Timothy W Mungovan, Todd J. Ohlms, William C Komaroff, William D Dalsen.

US-EU Cross-Border ESG Developments

European Union, USA - May 14 2021 The importance of environmental, social, and corporate governance (ESG) is growing and globally impacting the asset management industry. The European…

Joshua M Newville, Kirsten Lapham, MIchael Singh.

Increased Regulatory Scrutiny of Private Funds

USA - March 24 2021 President Biden has signaled a shift to a more assertive SEC Enforcement program with the nomination, and expected confirmation, of Gary Gensler as…

Joshua M Newville, Samuel J. Waldon, Timothy W Mungovan.

Top Ten Regulatory and Litigation Risks for Private Funds in 2021

USA - March 18 2021 The regulatory and litigation risks for private funds are greater than at any time since the financial crisis in 2008. Just a few examples prove the…

Adam L. Deming, Alexandra V. Bargoot, Ana Vermal, David W Tegeler, Dorothy Murray, Hena M. Vora, James Anderson, Jonathan M. Weiss, Joshua M Newville, Kirsten Lapham, Lucy Wolf, Margaret A Dale, Michael R Hackett, Samuel J. Waldon, Seetha Ramachandran, Timothy W Mungovan, Todd J. Ohlms, William C Komaroff, William D Dalsen.