Articles

Results 6 to 9 of 9
Most popular |Most recent


Federal Court Allows SOX Whistleblower Claim To Proceed But Dismisses Dodd-Frank Claim

USA - October 11 2018 On October 2, 2018, the U.S. District Court for the Western District of Pennsylvania federal court denied a Rule 12(b)(6) motion to dismiss a SOX…

Steven J. Pearlman.

SDNY Grants Summary Judgment Against Plaintiff in SOX Blacklisting Suit

USA - March 30 2018 The U.S. District Court for the Southern District of New York recently granted a motion for summary judgment against a Plaintiff claiming retaliatory…

Lloyd B. Chinn, Harris M Mufson.

DC Circuit Upholds SEC’s Denial of Dodd-Frank Bounty Award

USA - March 30 2018 On March 20, 2018, the DC Circuit upheld the SEC’s denial of a Claimant’s application for a Dodd-Frank whistleblower bounty award because the SEC did…

Harris M Mufson.

S.D.N.Y Dismisses Dodd-Frank Whistleblower Action

USA - February 15 2018 On February 5, 2018, U.S. District Court for the Southern District of New York granted Defendant Khan Funds Management America, Inc.’s Rule 12(b)(6)…

Steven J. Pearlman.