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European Commission formally adopts the consolidated Regulatory Technical Standards (RTS) under the sustainable finance disclosure regulation (SFDR) and taxonomy regulation

European Union - April 21 2022 On 6 April 2022, the European Commission (“Commission”) adopted the consolidated final regulatory technical standards (“RTS”) to the Sustainable…

Kirsten Lapham, MIchael Singh, John Verwey

UK rules on climate-related disclosures - A Q&A for asset managers

European Union, United Kingdom - March 25 2022 As mentioned in our latest briefing note, the UK Financial Conduct Authority (FCA) published its final rules and guidance (the “Rules”) setting out…

Kirsten Lapham, MIchael Singh, John Verwey

Regulation Round Up

European Union, United Kingdom, USA - March 19 2022 Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.…

Richard Bull, Jade-Alexandra Fearns, Kirsten Lapham, John Verwey, Andrew Wingfield

ESMA guidelines on marketing communications for funds will start to apply

European Union, USA - February 1 2022 On 2 February 2022, the new ESMA guidelines on marketing communications under the Regulation on cross-border distribution of funds (EU) 2019/1156)…

Kirsten Lapham, MIchael Singh, John Verwey

UK Financial Conduct Authority consults on payments, e-money and other firms to comply with “consumer duty”

USA - January 26 2022 On 7 December 2021, the FCA published a second consultation paper (CP21/36) on the proposed "Consumer Duty" (the "Second Consultation"). The FCA's…

Kirsten Lapham, MIchael Singh, John Verwey, Andrew Wingfield