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Protecting retail investors: new FCA risk warning requirements from December 2022

European Union, United Kingdom - November 21 2022 The United Kingdom Financial Conduct Authority (“FCA”) has become concerned that too many consumers are investing in high‑risk products without fully…

Kirsten Lapham, Sulaiman I. Malik, MIchael Singh, John Verwey

Regulation Round Up

European Union, United Kingdom, USA - November 7 2022 Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

Richard Bull, Kirsten Lapham, Sulaiman I. Malik, MIchael Singh, John Verwey, Andrew Wingfield

FCA consults on new UK Sustainability Disclosure Requirements

European Union, United Kingdom - November 1 2022 On 25 October 2022, the United Kingdom's Financial Conduct Authority ("FCA") published a consultation paper (CP22/20) on Sustainability Disclosure…

Kirsten Lapham, Sulaiman I. Malik, MIchael Singh, John Verwey

UK Green Taxonomy - Initial recommendations published

European Union, USA - October 25 2022 Earlier this month, the United Kingdom's Green Technical Advisory Group ("GTAG") published its Advice on the Development of a UK Green Taxonomy (the…

Kirsten Lapham, Sulaiman I. Malik, MIchael Singh, John Verwey

FCA Confirms New Rules to Improve Oversight of Appointed Representatives

European Union, United Kingdom - September 6 2022 On 3 August 2022, the UK's Financial Conduct Authority ("FCA") published a policy statement (PS22/11) on improvements to the appointed…

Kirsten Lapham, John Verwey