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Senior Managers and Certification Regime - Extension to All FCA Authorised Firms is Coming

United Kingdom - October 1 2019 On 9th December 2019, the Senior Managers and Certification Regime (SMCR) will replace the current Financial Conduct Authority (FCA)…

Kelly McMullon, Daniel Ornstein, John Verwey

Brexit Update: Impact on Fund Managers from 31 January 2020 and Beyond

European Union, United Kingdom, USA - January 31 2020 At 11pm (local time) on 31 January 2020, the United Kingdom ("UK") will leave the European Union ("EU"), an event often referred to as…

Kirsten Lapham, John Verwey

Brexit Update: Impact on Fund Managers from 1st January 2021 and Beyond

European Union, United Kingdom - January 6 2021 On 31 January 2020, the United Kingdom (“UK”) officially exited the European Union (“EU”), an event more commonly referred to as “Brexit”…

Kirsten Lapham, MIchael Singh, John Verwey

European ESG Disclosure Requirements for Asset Managers

European Union, United Kingdom, USA - September 18 2020 A new European regime on sustainability-related disclosures in the financial sector will come into force from March 2021, after first being announced…

Kirsten Lapham, MIchael Singh, John Verwey

ESG Investing - The European Commission’s Final Taxonomy Regulation and What Financial Services Firms Need to Know

European Union, United Kingdom, USA - April 16 2020 The Taxonomy Regulation was agreed at the political level in December 2019 and introduces an EU-wide taxonomy of environmentally sustainable…

Kirsten Lapham, John Verwey