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FCA publishes its Second Consultation on the Implementation of the UK Investment Firms Prudential Regime

United Kingdom - April 22 2021 On 19 April 2021, the Financial Conduct Authority (“FCA”) published the second out of three consultation papers on the implementation of the…

John Verwey, Kirsten Lapham, MIchael Singh.

Changes to AIFMD Marketing Rules from August 2021 - How will these New Rules Impact Fund Managers?

European Union, United Kingdom, USA - March 31 2021 On 2 August 2021, changes to fund marketing rules will come into effect in the European Union (“EU”). The revised rules (the “Marketing Rules”) amend…

John Verwey, Kirsten Lapham, MIchael Singh.

Brexit: FCA guidance for firms operating in the UK under the Temporary Permissions Regime

European Union, United Kingdom - March 12 2021 On the 4 March 2021, the UK’s Financial Conduct Authority (“FCA”) updated its website with further guidance on the Temporary Permissions Regime…

John Verwey, Kirsten Lapham, MIchael Singh.

Breaking Down the New EU ESG Disclosure Regulation: One Month to Go

European Union - February 10 2021 The EU Sustainable Finance Disclosure Regulation (2019/2088) (“Disclosure Regulation” or “SFDR”) will come into force on 10 March 2021. As detailed…

John Verwey, Kirsten Lapham, MIchael Singh.

European Regulatory Timeline 2021

European Union, United Kingdom - January 13 2021 Following the turn of the New Year, our UK Regulatory specialists have examined the key regulatory developments in 2021 impacting a range of UK and…

Andrew Wingfield, Jade-Alexandra Fearns, John Verwey, Kirsten Lapham, MIchael Singh.