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3d Cir.: Dodd-Frank anti-arbitration provisions do not apply to Dodd-Frank whistleblower retaliation claims

USA - December 12 2014 On December 8, 2014, the Third Circuit ruled that Dodd-Frank's anti-arbitration provisions do not invalidate pre-dispute arbitration agreements with…

Steven J. Pearlman.

Third Circuit sizes up Dodd-Frank’s anti-arbitration provision

USA - October 31 2014 On October 24, 2014, in Khazin v. TD Ameritrade Holding Corp, et al., the U.S. Court of Appeals for the Third Circuit heard oral argument on an issue…

Harris M Mufson, Steven J. Pearlman.

First-ever SEC bounty winner receives additional payout

USA - April 8 2014 The SEC Office of the Whistleblower recently announced that the first-ever whistleblower award under the Dodd-Frank Whistleblower Program will be…

Harris M Mufson, Steven J. Pearlman.

Another SEC whistleblower amicus brief on whether Dodd-Frank covers internal complaints

USA - February 26 2015 On February 6, the SEC filed its third amicus brief defending its interpretive rule on Dodd-Frank’s anti-retaliation provision, 15 U.S.C. §78u-6(h)(1)…

Steven J. Pearlman.

S.D.N.Y. takes broad approach to SOX and Dodd-Frank whistleblower claims

USA - May 27 2014 The U.S. District Court for the Southern District of New York recently denied a motion to dismiss a plaintiff's SOX and Dodd-Frank whistleblower…

Harris M Mufson, Steven J. Pearlman.