Results 1 to 5 of 8

Another SEC whistleblower amicus brief on whether Dodd-Frank covers internal complaints

USA - February 26 2015 On February 6, the SEC filed its third amicus brief defending its interpretive rule on Dodd-Frank’s anti-retaliation provision, 15 U.S.C. §78u-6(h)(1)…

Steven J. Pearlman

3d Cir.: Dodd-Frank anti-arbitration provisions do not apply to Dodd-Frank whistleblower retaliation claims

USA - December 12 2014 On December 8, 2014, the Third Circuit ruled that Dodd-Frank's anti-arbitration provisions do not invalidate pre-dispute arbitration agreements with…

Steven J. Pearlman

Third Circuit sizes up Dodd-Frank’s anti-arbitration provision

USA - October 31 2014 On October 24, 2014, in Khazin v. TD Ameritrade Holding Corp, et al., the U.S. Court of Appeals for the Third Circuit heard oral argument on an issue…

Harris M Mufson, Steven J. Pearlman

S.D.N.Y. takes broad approach to SOX and Dodd-Frank whistleblower claims

USA - May 27 2014 The U.S. District Court for the Southern District of New York recently denied a motion to dismiss a plaintiff's SOX and Dodd-Frank whistleblower…

Harris M Mufson, Steven J. Pearlman

Third Circuit embraces "lower bar" for successor liability under the FLSA

USA - May 6 2014 In Thompson v. Real Estate Mortgage Network, No. 12-3828, 2014 WL 1317137 (3d Cir. Apr. 3, 2014), the Third Circuit adopted a standard of successor…

John P Barry, Joseph C O'Keefe, Lawrence R Sandak, Daniel L. Saperstein, Robert S. Schwartz