Results 1 to 5 of 49

OCC Permits National Banks and Federal Savings Associations to Use Independent Node Verification Networks and Stablecoins for Payment Activities

USA - January 15 2021 As part of the Office of the Comptroller of the Currency’s (OCC) declared effort[1] to keep pace with a mounting demand for faster, cheaper, and more…

Marc-Alain Galeazzi, Jeremy Mandell, F. Dario de Martino

SEC Adopts New Regulatory Framework for Use of Derivatives by Registered Funds

USA - November 23 2020 On October 28, 2020, the SEC adopted a new regulatory framework for derivatives use by registered investment companies. New Rule 18f-4 applies to…

Kelley A. Howes

SEC Issues Joint Statement Relating to Complex Financial Products

USA - October 30 2020 On October 28, 2020, the U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, together with the directors of three SEC divisions…

Hillel T. Cohn, Lloyd S. Harmetz, Kelley A. Howes

SEC Seeks to Level the Playing Field with New Fund of Funds Rule

USA - October 27 2020 On October 7, 2020, the Securities and Exchange Commission (SEC) adopted a new fund of funds rule. New Rule 12d1-4 is designed to streamline and…

Kelley A. Howes

Taming Unikrns? The SEC’s Recent Digital Asset Offering Enforcement Actions

USA - September 24 2020 So far in 2020, the U.S. Securities and Exchange Commission (SEC) has brought fifteen enforcement actions in the offerings of digital assets space…

Haimavathi V. Marlier, F. Dario de Martino