USA - December 27 2022
Public companies need to consider recent developments when preparing for the 2023 proxy and annual reporting season. We summarize key regulatory…
Leemor Banai, John Hensley, David M. Lynn
USA - December 22 2022
On December 14, 2022, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the affirmative defense in Rule 10b5-1(c) under the…
Michael D. Birnbaum, Jina Choi, David M. Lynn, Haimavathi V. Marlier
USA - February 24 2022
On February 10, 2022, the U.S. Securities and Exchange Commission (the SEC) proposed amendments[1] to the rules governing beneficial ownership…
Spencer D. Klein, David M. Lynn
United Kingdom - January 14 2022
This article focuses on complications arising under the Securities Act of 1933, as amended (“Securities Act”), relating to de-SPACed public companies…
David M. Lynn, Vladimir Maly, John T. Owen
USA - December 16 2021
On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under…
Michael D. Birnbaum, Jina Choi, David M. Lynn