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Basel Committee and IOSCO Suggest Delay in Final Implementation Phases of Margin Requirements for Non-Centrally Cleared Derivatives

USA, Global - April 22 2020 On 3 April 2020, the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) announced...

Jeremy C. Jennings-Mares, James E. Schwartz.

Brexit Withdrawal Agreement Receives Royal Assent

United Kingdom, European Union - January 24 2020 Following the result of the UK’s referendum in 2016 on leaving the European Union, the Withdrawal Agreement negotiated between the United Kingdom and...

Howard Morris, Jeremy C. Jennings-Mares, Alistair Maughan.

SEC requests comments as to securities offering exemptions

USA - June 26 2019 In June 2019, the SEC requested public comment on ways to simplify, harmonize and improve the exemptions from registration under the Securities Act...

Lloyd S. Harmetz, Jeremy C. Jennings-Mares, James E. Schwartz.

Regulation best interest and structured products

USA - June 26 2019 In June 2019, after considerable debate and discussion over the course of several years, the SEC adopted its new Regulation Best Interest ("BI")...

Lloyd S. Harmetz, Jeremy C. Jennings-Mares, James E. Schwartz.

PRIIPs - no scope for clarity

European Union - June 26 2019 In May 2019, the EU Commission responded to a letter from the Joint Committee of the European Supervisory Authorities (the "ESAs") dated July 19...

Lloyd S. Harmetz, Jeremy C. Jennings-Mares, James E. Schwartz.