Marty Dunn
Morrison & Foerster LLP
Articles
U.S. SEC Staff Issues Guidance Regarding On-Going Exchange Act Reporting and Registered Securities Offerings in Light of COVID-19
USA - May 5 2020 On May 4, 2020, the U.S. SEC’s Division of Corporation Finance (the “Staff”) published four “FAQs” relating to the application of the Commission’s…
SEC Staff Guidance Regarding the Filing of Form 144 in Light of COVID-19
USA - April 13 2020 On April 10, 2020, the Division of Corporation (the “Staff”) published a statement addressing logistical difficulties in satisfying the requirement…
COVID-19: SEC Statements on Public Company Disclosure and Financial Reporting
USA - April 12 2020 The Chairman of the U.S. Securities and Exchange Commission (the “SEC”) and members of the SEC Staff have recently made statements concerning…
SEC Eases Compliance with Form ID, Regulation A, and Regulation Crowdfunding Requirements
USA - March 30 2020 As a further response to circumstances presented by the COVID-19 pandemic, on March 26, 2020, the SEC published new temporary final rules.[1] The…
SEC Extends Conditional Exemptions for Exchange Act Filings and Proxy Materials
USA - March 26 2020 On March 4, 2020, the SEC published an order providing conditional regulatory relief and assistance regarding filings under the Securities Exchange…
