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U.S. SEC Staff Issues Guidance Regarding On-Going Exchange Act Reporting and Registered Securities Offerings in Light of COVID-19

USA - May 5 2020 On May 4, 2020, the U.S. SEC’s Division of Corporation Finance (the “Staff”) published four “FAQs” relating to the application of the Commission’s…

Scott Lesmes, David M. Lynn

SEC Staff Guidance Regarding the Filing of Form 144 in Light of COVID-19

USA - April 13 2020 On April 10, 2020, the Division of Corporation (the “Staff”) published a statement addressing logistical difficulties in satisfying the requirement…

Scott Lesmes, David M. Lynn

COVID-19: SEC Statements on Public Company Disclosure and Financial Reporting

USA - April 12 2020 The Chairman of the U.S. Securities and Exchange Commission (the “SEC”) and members of the SEC Staff have recently made statements concerning…

David M. Lynn

SEC Eases Compliance with Form ID, Regulation A, and Regulation Crowdfunding Requirements

USA - March 30 2020 As a further response to circumstances presented by the COVID-19 pandemic, on March 26, 2020, the SEC published new temporary final rules.[1] The…

Scott Lesmes, David M. Lynn

SEC Extends Conditional Exemptions for Exchange Act Filings and Proxy Materials

USA - March 26 2020 On March 4, 2020, the SEC published an order providing conditional regulatory relief and assistance regarding filings under the Securities Exchange…

Hillary P. Daniels, Scott Lesmes, David M. Lynn