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SEC Proposes New Valuation Rule for Registered Investment Companies

USA - April 28 2020 On April 21, 2020, the U.S. Securities and Exchange Commission (“SEC”) proposed new Rule 2a-5 (the “Proposed Rule”) under the Investment Company Act…

Susan I. Gault-Brown, Kelley A. Howes

SEC Provides No-Action Relief for Broker-Dealer Sweep Programs

USA - April 6 2020 On March 30, 2020, the Securities and Exchange Commission (SEC) issued a no-action letter stating that the staff of the SEC’s Division of Trading and…

Hillel T. Cohn, Susan I. Gault-Brown, Kelley A. Howes

SEC Provides Interfund Lending Relief to Registered Investment Companies Affected by COVID-19

USA - March 30 2020 On March 23, 2020, in response to business disruptions caused by the spread of the coronavirus (“COVID-19”), the Securities and Exchange Commission…

Susan I. Gault-Brown, Kelley A. Howes

Trump Reverses Course on Turkey

Syria, Turkey, USA - October 25 2019 On October 23, 2019, the Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced it was removing three Turkish government ministers…

Saqib Alam, Panagiotis C. Bayz, John P. Carlin, Michael V. Dobson, Felix Helmstädter, David A. Newman, John E. Smith, Nicholas J. Spiliotes, Jennifer S. Talbert

Trump on Turkey: Sanctions on a NATO Ally Today, With Escalation or Removal Possible Tomorrow

Syria, Turkey, USA - October 21 2019 On October 14, President Trump issued an Executive Order (“E.O.”) imposing sanctions on Turkey in response to Turkey’s military offensive in northern…

Saqib Alam, Panagiotis C. Bayz, John P. Carlin, Michael V. Dobson, Felix Helmstädter, David A. Newman, John E. Smith, Nicholas J. Spiliotes