Jina Choi
Morrison & Foerster LLP
Articles
Top 5 SEC Enforcement Developments for February 2023
USA - March 16 2023 In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC Enforcement…
SEC Division of Examinations’ 2023 Exam Priorities - A Continued Focus on Private Funds, Regulation Best Interest, ESG, and Crypto
USA - February 21 2023 On February 7, 2023, the Securities and Exchange Commission’s (SEC) Division of Examinations (EXAMs) announced its 2023 Examination Priorities (the…
Michael D. Birnbaum, Kelley A. Howes, Aaron J. Russ, Derek N. Steingarten
Top 5 SEC Enforcement Developments for January 2023
USA - February 17 2023 In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC Enforcement…
Top 5 SEC Enforcement Developments for December 2022
USA - January 17 2023 In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important and interesting…
U.S. SEC Adopts Amendments to Rule 10b5-1 and Requires Related Disclosures
USA - December 22 2022 On December 14, 2022, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the affirmative defense in Rule 10b5-1(c) under the…
Michael D. Birnbaum, Scott Lesmes, David M. Lynn, Haimavathi V. Marlier
