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Basel Committee and IOSCO Suggest Delay in Final Implementation Phases of Margin Requirements for Non-Centrally Cleared Derivatives

USA, Global - April 22 2020 On 3 April 2020, the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) announced...

Peter J. Green, James E. Schwartz.

Brexit Withdrawal Agreement Receives Royal Assent

United Kingdom, European Union - January 24 2020 Following the result of the UK’s referendum in 2016 on leaving the European Union, the Withdrawal Agreement negotiated between the United Kingdom and...

Howard Morris, Peter J. Green, Alistair Maughan.

The UK’s Implementation of the EU’s Fifth Money Laundering Directive: What You Need to Know

United Kingdom, European Union - January 9 2020 On 10 January 2020, updates to the UK anti-money laundering and counter-terrorist financing (together “AML”) laws come into force that bring the UK...

Yulia Makarova, Saqib Alam, Chiraag Shah.

SEC charges Switzerland-based dealer for selling to U.S. investors unregistered security-based swaps for Bitcoins

USA - November 26 2019 In October, the SEC charged a Switzerland-based securities dealer for offering and selling unregistered security-based swaps to U.S. investors using...

Lloyd S. Harmetz, Clara Wong, Yiyang Huang, James E. Schwartz.

European Commission consultation on EU Benchmark Regulation

European Union - November 26 2019 The European Commission ("Commission") published a public consultation document1 in October 2019 relating to the review of Regulation (EU) 20161011...

Lloyd S. Harmetz, Clara Wong, Yiyang Huang, James E. Schwartz.