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PCAOB White Paper on Emerging Growth Companies

USA - April 24 2017 In March 2017, the Public Company Accounting Oversight Board, or PCAOB, released a white paper detailing certain characteristics and trends of...

SEC Provides Relief from Enforcement Actions Regarding Certain Portions of the Conflict Minerals Rule

USA - April 13 2017 On April 3, 2017, the District Court for the District of Columbia (the “District Court”) entered a final judgment (the “Final Judgment”) in the case...

Traffic Monsoon Limits the Bounds of Morrison

USA - April 10 2017 On March 28, 2017, the U.S. District Court for the District of Salt Lake City granted the SEC’s request for a preliminary injunction in SEC v. Traffic...

SEC Issues Order Temporarily Suspending Issuer’s Ability to Utilize Regulation A

USA - March 13 2017 On February 28, 2017, the SEC issued an order (the “Order”) temporarily suspending the ability of Web Debt Solutions, LLC (“Web Debt”) to utilize...

NYSE Issues Its 2017 Listed Company Compliance Guide Memoranda for Both Domestic Issuers and FPIs

USA - February 3 2017 On February 1, 2017, the NYSE issued separate Listed Company Compliance Guidance memoranda for both U.S. companies (“Domestic Companies”) and foreign...