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The Treatment of Companies with Multi-Class Shares by Major Index Providers

USA - December 19 2017 During a recent PLI Seminar on Securities Regulation that took place in New York City on November 8-10, 2017, panelists briefly discussed the recent…

Lloyd S. Harmetz, Ze’-ev D. Eiger.

SEC Issues New C&DIs on the Use of Non-GAAP Financial Measures in Forecasts for Business Combination Transactions

USA - December 19 2017 On October 17, 2017, the staff (the "Staff") of the SEC's Division of Corporation Finance issued two new compliance and disclosure interpretations…

Lloyd S. Harmetz, Ze’-ev D. Eiger.

SEC Comment Letter Trends

USA - December 19 2017 In November 2017, Deloitte & Touche LLP released its annual study on the Securities and Exchange Commission's ("SEC") recent comment letters. The…

Lloyd S. Harmetz, Ze’-ev D. Eiger.

The Short Field Guide to IPOs

USA - December 19 2017 For many years, most successful companies followed a relatively predictable capital-raising path. A lot has changed. The companies that tend to pursue…

Lloyd S. Harmetz, Ze’-ev D. Eiger.

Many Paths for IPO Submissions

USA - December 19 2017 The following chart highlights the alternatives for emerging growth companies ("EGCs") and non-EGCs, and now the three paths for foreign private…

Lloyd S. Harmetz, Ze’-ev D. Eiger.