Edward A. Imperatore
Morrison & Foerster LLP
Articles
DOJ’s pilot program regarding compensation incentives and clawbacks
USA - March 9 2023 Key Takeaways On March 3, 2023, Kenneth A. Polite, Jr., the Assistant Attorney General ("AAG") of the Criminal Division of the U.S. Department of…
Carrie H. Cohen, Deborah L. Connor, James M. Koukios, Peter M. Skinner
Terran Peizer Insider Trading Case
USA - March 7 2023 On March 1, 2023, the U.S.Department of Justice (DOJ) and Securities and Exchange Commission (SEC) brought insider trading charges against Terren S…
Michael D. Birnbaum, Sarah Maneval, Haimavathi V. Marlier, Craig D. Martin
Second Circuit Nixes Theory of Insider Trading on Confidential Government Agency Information
USA - January 23 2023 On December 27, 2022, in United States v. Blaszczak (“Blaszczak II”), the U.S. Court of Appeals for the Second Circuit called into question what…
Brian K. Kidd, Brian R. Michael, Peter M. Skinner, Christine Y. Wong
Preserving Data from Personal Devices and Third-Party Messaging Platforms - What Companies Need to Know
USA - December 12 2022 Deputy Attorney General (DAG) Lisa Monaco’s September 15, 2022, memorandum on revisions to the Department of Justice’s (DOJ) Corporate Enforcement…
Carrie H. Cohen, Alex Iftimie, James M. Koukios, Stacey M. Sprenkel
The Rise of Rule 10b5-1 Enforcement and How Companies Can Mitigate Risk of DOJ and SEC Actions
USA - November 9 2022 The U.S. Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have recently intensified their scrutiny of insider trading under…
