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DOJ’s pilot program regarding compensation incentives and clawbacks

USA - March 9 2023 Key Takeaways On March 3, 2023, Kenneth A. Polite, Jr., the Assistant Attorney General ("AAG") of the Criminal Division of the U.S. Department of…

Carrie H. Cohen, Deborah L. Connor, James M. Koukios, Peter M. Skinner

Terran Peizer Insider Trading Case

USA - March 7 2023 On March 1, 2023, the U.S.Department of Justice (DOJ) and Securities and Exchange Commission (SEC) brought insider trading charges against Terren S…

Michael D. Birnbaum, Sarah Maneval, Haimavathi V. Marlier, Craig D. Martin

Second Circuit Nixes Theory of Insider Trading on Confidential Government Agency Information

USA - January 23 2023 On December 27, 2022, in United States v. Blaszczak (“Blaszczak II”), the U.S. Court of Appeals for the Second Circuit called into question what…

Brian K. Kidd, Brian R. Michael, Peter M. Skinner, Christine Y. Wong

Preserving Data from Personal Devices and Third-Party Messaging Platforms - What Companies Need to Know

USA - December 12 2022 Deputy Attorney General (DAG) Lisa Monaco’s September 15, 2022, memorandum on revisions to the Department of Justice’s (DOJ) Corporate Enforcement…

Carrie H. Cohen, Alex Iftimie, James M. Koukios, Stacey M. Sprenkel

The Rise of Rule 10b5-1 Enforcement and How Companies Can Mitigate Risk of DOJ and SEC Actions

USA - November 9 2022 The U.S. Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have recently intensified their scrutiny of insider trading under…

Jina Choi, Brian K. Kidd