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Margin loans and former SPACs: Rules 144 and 145 impose important additional requirements on resales of securities

United Kingdom - January 14 2022 This article focuses on complications arising under the Securities Act of 1933, as amended (“Securities Act”), relating to de-SPACed public companies…

Scott Lesmes, Vladimir Maly, John T. Owen

U.S. SEC proposes expanded share repurchase disclosure

USA - December 23 2021 On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments which would require that a public company provide…

Justin R. Salon

U.S. SEC Proposes Amendments Regarding Rule 10b5-1 Plans and Related Disclosures

USA - December 16 2021 On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under…

Michael D. Birnbaum, Jina Choi, Scott Lesmes

U.S. SEC adopts universal proxy card rules

USA - December 15 2021 On November 17, 2021, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the proxy rules to require (and implement) the use…

Spencer D. Klein, Chris M. Rolle

Above board Podcast: 2021 Cyber events shaping the Horizon

USA - October 20 2021 In this Episode of MoFo’s Above Board podcast, host, co-chair of MoFo’s Corporate Finance | Capital Markets practice, and former Chief Counsel of the…

Brandon L. Van Grack, Alex Iftimie