Charles M. Horn
Morrison & Foerster LLP
Articles
CFPB fair lending guidance for indirect auto lenders – it's not just about cars
USA - June 4 2013 Several weeks ago, the Consumer Financial Protection Bureau ("CFPB") issued a fair lending guidance bulletin ("Bulletin") directed at financial…
Now the fun begins: FSOC proposes the first three nonbank SIFIs
USA - June 4 2013 In a June 3, 2013 closed-door meeting, the Financial Stability Oversight Council ("FSOC") voted to propose the designation of three financial…
Key issues for Yankee CDs
USA - May 15 2013 Yankee CDs are certificates of deposit issued by U.S. branches of non-U.S. banks. Some Yankee CDs are issued by a federally licensed branch that is…
Due diligence procedures for structured note distributors
USA - May 15 2013 Sections 11 and 12 are the main liability provisions under the Securities Act of 1933, as amended (the "Securities Act"). Section 11 covers…
The SEC and FINRA: protect your elders
USA - May 15 2013 In April 2013, the SEC, in association with FINRA, held a Compliance Outreach Program for broker-dealers. The program included a panel that addressed…
