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DTC Announces New Eligibility Procedures for Section 871(m) Transactions

USA - December 27 2016 In October 2016, The Depository Trust Company ("DTC") announced that it is adjusting its eligibility procedures to comply with Section 871(m) of the…

Bradley Berman, David J. Goett, Jeremy C. Jennings-Mares, Lloyd S. Harmetz, Oliver I. Ireland, Peter J. Green.

EU Regulatory Agenda: What to Expect in 2017

European Union, United Kingdom - December 27 2016 Well, 2016 was an eventful year in Europe. Despite the maelstrom caused by the UK "Brexit" vote, considerable work was done in continuing the…

Bradley Berman, David J. Goett, Jeremy C. Jennings-Mares, Lloyd S. Harmetz, Oliver I. Ireland, Peter J. Green.

Global and U.S. Financing Trends in Fintech

Global, USA - August 2 2017 Global fintech venture capital-backed financings are on course to hit record highs, according to a recent research briefing by CB Insights. For the…

Canadian Bail-in and TLAC Rules: Impact on Structured Notes Offered in the United States

Canada - July 12 2017 In June 2017, the Canadian Government released draft regulations relating to "bail-in instruments" issued by Canadian domestically systemically…

Bradley Berman, Hillel T. Cohn, Jeremy C. Jennings-Mares, Lloyd S. Harmetz, Paul Borden.

PIPE Transactions 2017

USA - February 8 2018 PIPE transactions have provided a useful capital-raising alternative when the public markets are inhospitable. A PIPE transaction also has become the…