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EU Regulatory Agenda: What to Expect in 2018

United Kingdom, European Union - December 27 2017 From a regulatory viewpoint, 2017 was mostly a year for implementing laws and regulations that had already been agreed in principle. There were no...

Lloyd S. Harmetz, Anna T. Pinedo, Peter J. Green, Jeremy C. Jennings-Mares, Clara Wong.


Benchmark Regulation: Latest on Grandfathering

European Union - December 27 2017 The vast majority of the provisions under the EU Benchmarks Regulation (the "BMR") come into effect on 1 January 2018. The BMR establishes a new...

Lloyd S. Harmetz, Anna T. Pinedo, Peter J. Green, Jeremy C. Jennings-Mares, Clara Wong.


U.S. Regulatory Agenda: What to Expect in 2018

USA - December 27 2017 Each year for the last several years, we have shared with our readers our list of anticipated areas of regulatory focus for the coming year. Although...

Lloyd S. Harmetz, Anna T. Pinedo, Peter J. Green, Jeremy C. Jennings-Mares, Clara Wong.


Structured Product Red Herrings: Rule 433 and Rule 424(b)

USA - December 27 2017 Red herrings for most offerings of structured products registered with the Securities and Exchange Commission (the "SEC") under the Securities Act of...

Lloyd S. Harmetz, Anna T. Pinedo, Peter J. Green, Jeremy C. Jennings-Mares, Clara Wong.


Financial Conduct Authority Releases Data Relating to Complaints about Financial Products

United Kingdom - December 27 2017 In October 2017, the UK Financial Conduct Authority ("FCA") released its Complaints Data Analysis relating to the first half of 2017.6 The data showed...

Lloyd S. Harmetz, Anna T. Pinedo, Peter J. Green, Jeremy C. Jennings-Mares, Clara Wong.