Articles

Results 1 to 5 of 8
Most popular |Most recent


Updates and Considerations for UK Employers Regarding COVID-19 Vaccines

United Kingdom, USA - December 22 2020 The United Kingdom on 2 December became the first country to approve the Pfizer-BioNTech vaccine for coronavirus (COVID-19), with…

Lee Harding, Louise Skinner, Matthew Howse, Pulina Whitaker.

SMCR: Full Implementation for Solo-Regulated Firms Delayed to 31 March 2021

United Kingdom - November 2 2020 The UK Financial Conduct Authority recently published Policy Statement 20/12, which sets out the final rules on the extension of the Senior Managers…

Chris Warren-Smith, Lee Harding, Louise Skinner, Steven Lightstone.

FCA Releases Guidance to Assist Solo-Regulated Firms in Fitness and Propriety Assessments, Staff Training

United Kingdom - September 2 2020 The UK Financial Conduct Authority recently closed its consultation (CP20/10) to extend the deadline for solo-regulated firms to conduct their first…

Chris Warren-Smith, Lee Harding, Louise Skinner, Steven Lightstone.

FCA Consults on Implementing CRD V Remuneration Requirements

European Union, United Kingdom - August 14 2020 The Financial Conduct Authority (FCA) published a consultation paper on 3 August on amending its Dual-Regulated Firms Remuneration Code and relevant…

Chris Warren-Smith, Louise Skinner, Steven Lightstone.

FCA Consults on Extending Senior Managers & Certification Regime Deadlines

United Kingdom - July 21 2020 The Financial Conduct Authority (FCA) began a consultation (CP20/10) on 17 July on the extension of the deadlines by which FCA solo-regulated firms…

Chris Warren-Smith, Louise Skinner, Steven Lightstone.