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DOL Guidance on Missing Participants Is No Longer Missing

USA - January 19 2021 The US Department of Labor (DOL) provided three long-awaited pieces of sub-regulatory guidance on January 12 on the issues of missing participants…

Elizabeth S. Goldberg, Matthew H. Hawes.

DOL's final ERISA proxy voting rule largely changed to principles-based approach

USA - December 22 2020 The US Department of Labor (DOL) has released its final rule on the application of ERISA fiduciary duties--specifically the duties of prudence and…

Craig A. Bitman, Daniel R. Kleinman, Julie K. Stapel, Lindsay B. Jackson.

2019 Year in Review - Select SEC and FINRA Developments and Enforcement Cases

Global, USA - February 21 2020 The Morgan Lewis Year in Review highlights key US Securities and Exchange Commission (the SEC or the Commission) and Financial Industry Regulatory Au…

Alexander Starr, Alison L. Booth, Ariel Gursky, ARIEL LANDA-SEIERSEN, Ben A. Indek, Bryan M. Connor, Christine Lombardo, Dana N. Bach, David E. Marvin, DEVON MINERVE, ELIZABETH J.M. HOOD, EMILEE SIEGL, EVAN W. BUSTEED, HANIEL OGBURU-OGBONNAYA, Jason S. Pinney, JESSICA L. ACCURSO, Jessica L. Joy, Jillian Harris, JOHN M. MALOY, JONATHAN E. MAIER, Kathryn Ball, KYLE T. SULLIVAN, Lindsey Titus Levy, Martin Hirschprung, MATTHEW C. MCDONOUGH, MATTHEW T. BOHENEK, MICAH Q. JONES, Michele A. Coffey, Robert Raghunath, RUSSELL M. FECTEAU, SARAH WILBUR, Shannon F. Delaney, T. Peter R. Pound, Timothy P. Burke, VANESSA MARIE BROWN, ZOE PHILLIPS.

The Federal Reserve Board Bank Holding Company Act Control Proposal: Observations and Reflections

USA - June 25 2019 The Federal Reserve Board’s proposed Bank Holding Company Act and Home Owners’ Loan Act control regulations, published in late April, are the…

Charles M. Horn, Martin Hirschprung.

Update on State Fiduciary Duty Regulations

USA - June 19 2019 As Massachusetts steps up to the plate, New Jersey extends comment period and announces public hearing. Just as the comment period on New Jersey’s…

Daniel R. Kleinman, Lindsay B. Jackson.