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CFTC Amends Real-Time Swap Public Reporting Requirements

USA - November 11 2020 The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s...

Sarah V. Riddell.

New SEC Rule will Regulate Registered Fund Investments in Derivatives

USA - November 4 2020 On October 28, 2020, the US Securities and Exchange Commission (SEC) voted 3-2 to adopt Rule 18f-4 (the Rule) under the Investment Company Act of...

Christopher D. Menconi, John J. O’Brien, JAMES L. SEVERS, Shannon F. Delaney, KYLE T. SULLIVAN, JESSICA L. ACCURSO, EVAN W. BUSTEED, Kevin T. Ercoline, Christopher L. Cataldo, Steven W. Stone, W. John McGuire, Laura E. Flores.

CFTC Adopts Exemptive Relief for Non-US CPOs of Offshore Commodity Pools and Other Foreign Intermediaries

USA - October 26 2020 At an open meeting on October 15, 2020, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending CFTC Regulation 3...

JAMES L. SEVERS, Sarah V. Riddell.

CFTC Streamlines Form CPO-PQR

USA - October 12 2020 The US Commodity Futures Trading Commission (CFTC or Commission) unanimously approved amendments to Form CPO-PQR on October 6 that will streamline...

Sarah V. Riddell.

CFTC Subcommittee Issues ‘First of Its Kind’ Climate Risk Report

USA - October 9 2020 A recent report from the US Commodity Futures Trading Commission encourages financial regulators to consider the risks climate change poses to the US...

Kirstin E. Gibbs, Levi McAllister, Sarah V. Riddell.