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CFTC Announces Self-Reporting Guidance on Foreign Corrupt Practices

USA - March 11 2019 Practitioners active in derivative markets regulated by the Commodity Futures Trading Commission (CFTC) are well familiar with the US Court of...

Levi McAllister, Eric W. Sitarchuk, Matthew J.D. Hogan.

SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps

USA - February 21 2019 The US Securities and Exchange Commission (SEC) voted on December 19, 2018, to propose rules that would require the mandatory use of certain risk...

Katherine Dobson, Thomas V. D'Ambrosio.

Court: Cryptocurrencies Are Commodities Even Without Futures

USA - October 12 2018 As readers of our blog are aware, courts and regulators are playing catch-up when it comes to cryptocurrencies, and to interpreting existing laws and...

Andrew M. Ray, Charles M. Horn.

A Light Lift: CFTC Proposes to Codify Existing No-Action Relief and Other Relief Applicable to CPOs and CTAs

USA - October 11 2018 The US Commodity Futures Trading Commission has proposed a rule to streamline its regulation of commodity pool operators and commodity trading...

Joshua B. Sterling, Brendan R. Kalb, Sarah V. Riddell.

CFTC, SEC Sign New Memorandum of Understanding on Information Sharing

USA - July 17 2018 The US Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) collectively the Commissionsannounced...

David I. Miller, Joshua B. Sterling, Sarah V. Riddell.